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- 1. Multiple Choice
What is OpusAM’s whistleblower channel email address?
whistleblower@opusasset.com
whistleblowing@opusasset.com
wb@opusasset.com
compliance@opusasset.com
- 2. Multiple Choice
True or False:
All employees of OpusAM is allowed to donate on behalf of OpusAM to any political parties to show their support.
True
False
- 3. Multiple Choice
Bobby, a CMSRL holder, was licensed on the 31st January 2019. When will his anniversary date be?
31st December 2019
30th January 2020
31st January 2020
31st December 2020
- 4. Multiple Choice
After obtaining the CMSRL, the representatives must satisfy certain training requirements. What is the name of the programme?
Continuing Professional Education
Continuing Professional Development
Continuing Performance Education
Continuing Performance Development
- 5. Multiple Choice
What are the regulated activities OpusAM can carry out?
I. Dealing in securities restricted to unit trust products
II. Dealing in derivatives
III. Fund management in relation to portfolio management
IV. Dealing in private retirement schemes
I & II only
I & III only
I, II & III only
III & IV only
- 6. Multiple Choice
What are the required SC Licensing Examination modules a person has to sit for if he wishes to apply to be a CMSRL holder regulated activities in fund management?
I. Module 8
II. Module 9
III. Module 10
IV. Module 11
I & II only
II & III only
III & IV only
I & IV only
- 7. Multiple Choice
What funds/portfolio can a CMSRL holder of OpusAM sell?
I. Discretionary mandates
II. Wholesale funds
III. Unit trust funds
IV. Private retirement schemes
I & IV only
I & II only
I, II & III only
II, III & IV only
- 8. Multiple Choice
What is the minimum age to sit for SC’s licensing exam?
18 years old
19 years old
20 years old
21 years old
- 9. Multiple Choice
What is OpusAM’s business registration number?
199601042272 (414625-H)
199601042272 (414625-T)
199601042272 (414625-C)
199601042272 (414625-F)
- 10. Multiple Choice
What is the objective of a sales call?
To close sales
To make new friends
To get an appointment
- 11. Multiple Choice
What is the meaning of CPU?
Center Processing Unit
Crucial Processing Unit
Critical Processing Unit
Central Processing Unit
- 12. Multiple Choice
A / An_____________ connecting millions of computers
Network
Internet
Intranet
Information System
- 13. Multiple Choice
Computers use _________ language to process data
English
powerful
decimal
binary
- 14. Multiple Choice
__________ represents raw facts, whereas __________ is data made meaningful
Information, reporting
Data, information
Information, bits
Records, bytes
- 15. Multiple Choice
1 GB is equal to
1042 megabytes
1296 megabytes
1150 megabytes
1024 megabytes
- 16. Multiple Choice
What is the only number that has the same number of letters as it’s meaning?
Nine
Six
Four
Two
- 17. Multiple Choice
The value of 1.07 × 65 + 1.07 × 26 + 1.07 × 9 is
10.73
10.7
10.70
107
- 18. Multiple Choice
What is the term which refers to an economy where the government imposes few or no restrictions and regulations on buyers and sellers?
True-cost Economy
Socialist Economy
Free-market Economy
Command Economy
- 19. Multiple Choice
What is the term used when your savings bank passbook has got a closing debit balance?
Float
Underdraft
Overdraft
Positive Balance
- 20. Multiple Choice
Which of the following concepts are referred by the field of Finance?
Time & Money and how there are interrelated
Money, Risk and Cost and how there are interrelated
Time, Risk and Cost and how there are interrelated
Time, Money and Risk and how there are interrelated
- 21. Multiple Choice
Which term is used for "Money which is used to purchase assets that will remain permanently in the business and help it to make a profit"?
Fixed Capital
Working Capital
Capital Budget
Cash Budget
- 22. Multiple Choice
How many hours in a year?
8,760
8,670
9,670
9,760
- 23. Multiple Choice
Which is the tallest building in the world?
Eiffel Tower
Shanghai Tower
Petronas Twin Towers
Burj Khalifa
- 24. Multiple Choice
What’s the hardest rock?
Granite
Diamond
Limestone
Marble
- 25. Multiple Choice
When there is a Suspicious Transaction Report, who do we report to?
Malaysian Anti-Corruption Commission (MACC)
Securities Commission Malaysia (SC)
Financial Intelligence & Enforcement Department (FIED)
Financial Action Task Force (FATF)
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